Dealer, Premier Broking

Objective

• Assist the HOD to achieve departmental goal by giving all the necessary supports to ensure expansion of departmental business. 

Key Individual Accountabilities

Support HOD in:

• Achieving revenue and profit target

• Market, promote and develop RHBIB’s Retail Premier Broking business

• Develop new markets and establish new commercial relationship with new clients

• Taking necessary steps to ensure the security and privacy of Retail Premier Broking clients and trading information

• Ensure high standard of integrity and compliance of all legal and regulatory requirements:

• Comply at all times with all relevant acts, laws, articles of associations, rules and regulations

• Help to ensure, maintain and enforce a proper supervisory program and competent system of internal controls

• Help HOD in coaching and guiding subordinates to achieve sales target

• Display teamwork and work closely with other departmental personnel at all times

Key Shared Accountabilities

• Work closely with all the colleagues to help to ensure departmental goal is achieved

• Explore cross-selling opportunities

Requirements

• A degree or professional qualification from an institution recognized by the government of Malaysia.

• Passed SC Licensing Examination: Modules 6 & 7 or equivalent for Dealing in Securities.

• Knowledge/ experience in securities industry will have an added advantage

• Good interpersonal and communication skills

• Good contact network