Rhb
Specialist, Regulatory Compliance Advisory
Company
Role
Specialist, Regulatory Compliance Advisory
Location
Malaysia
Job type
Full time
Posted
9 months ago
Salary
Job description
- Provide advisory to business and functional groups on compliance related matters.
- Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
- Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, Functional Manual, etc.
- Perform Self-Assessment Checklist on policy/guidelines issued by Regulators
- Manage and escalate BNM’s request via Kijangnet/BNM website, email on the regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
- Manage, escalate and attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
- Preparation of compliance report on new/revised guidelines for submission to relevant committees and Board eg. monthly compliance report, etc.
- Provide briefing/training to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
