AML Analyst

Axos Business Center, Corp

About This Job

The Analyst is responsible for participating on an operational team that supports our clients. They help our clients grow by completing daily workloads in an accurate and timely manner. The Analyst will demonstrate the ability to support one or more of the following functions: Account Services, Alternative Investments, Cash Management, Client Communications, Conversions, Corporate Actions, Mutual Funds, Settlements, Stock Receipts, Tax, Trading and Transfers. Other responsibilities may arise as part of our ever-evolving work environment.

Duties and Responsibilities:

• Investigate and assess alerts for potentially suspicious trading activity (insider trading, market manipulation tactics).
• Analyze funds transfers in conjunction with trading patterns to apply discernment between expected or typical investment patterns and activity that warrants further review for using an investment/trading account to commit securities fraud or launder funds.
• Demonstrate adept research skills in utilizing open-source Internet sources and social media to conduct thorough investigations. 
• Escalate unusual or problematic trading patterns in customer accounts, effectively communicating the identified red flags through written notes and team meetings to senior analysts and the AML Manager.
• Apply exceptional written communication skills.
• Utilize Microsoft Excel-based skills to create basic Pivot tables in order to analyze transactions.
• Attend applicable regulatory training and review regulatory notices to maintain a current, thorough understanding of money laundering and terrorist financing issues.

            

About Axos

Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers.

Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX).

Learn More about working at Axos Business Center

Pre-Employment Background Check, Medical, and Drug Test:

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment medical and drug screening. 

Equal Employment Opportunity:

Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state, and local laws.

Job Functions and Work Environment:

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.