Risk and Compliance Specialist

ONLY THOSE APPLICANTS WHO ALREADY HAVE THE RIGHT TO LIVE AND WORK IN THIS COUNTRY ARE ELIGIBLE TO APPLY FOR THIS ROLE

Job title: Risk and Compliance Auditing Specialist PROJECT NAME: Felix POSITION TITLE: Risk and Compliance Auditing Specialist WORK SETUP: Return to Office Project Shift Schedule: Rotation Project Rest Day: Rotation Project/Team Location: Quezon Gateway Tower 2

OVERALL PURPOSE

Accenture is seeking a Compliance Specialist professional (at least 2 years experience) in financial services (with special focus on insurance, consumer credit and debt collection regulations) for the United Kingdom, on a permanent basis.

SKILL AND QUALIFICATIONS

Bachelors degree in Accounting, Finance or Business Administration Must have at least 5-7 years of Auditing experience Must have at least 2-3 years of supervisory experience Experience from known auditing firms is an advantage

RESPONSIBILITIES

The Compliance Specialists duties and responsibilities include (but are not limited to): Implementing and maintaining policies and procedures to ensure compliance by Accenture NextGen and their employees with the applicable rules, regulations and internal policies. Ensuring all controls and deliverables listed in Accenture NextGens Compliance Monitoring Plan are performed accurately and timely. These include in particular Appointed Representative annual reviews and self-assessment Financial Crime Risk assessment Ensuring compliance with Consumer Duty regulation Ensuring Fitness & Propriety of Directors and Certified individuals Timely preparation and filing of Regulatory Reports Maintaining and monitoring appropriate training for all Accenture NextGen employees and staff on regulatory and compliance matters. Assisting the Compliance Officer with reporting to any relevant management committees and Accenture NextGen board of directors on compliance matters. Monitoring Accenture NextGen day-to-day compliance, including by providing assistance and support to the business in relation to regulatory and ad hoc compliance queries. Assisting in liaising and dealing with regulators collaborating with other departments (e.g. Legal, Operations) for assistance and support, and to direct compliance issues to appropriate existing channels for investigation and resolution.

Qualified Candidates should send CV to deborah@gratitudeindia.com