Regulatory Compliance Associate

Overview

Susquehanna is looking for a Compliance Associate to support key aspects of our compliance and regulatory framework. In this role, you'll provide practical compliance guidance to business and support teams, assist with regulatory inquiries and investigations, conduct reviews to identify and address potential compliance risks, and take ownership of compliance policies and procedures. You'll work to ensure consistent regulatory interpretation, policy implementation, and issue escalation across the firm. This is an excellent opportunity for a compliance professional who enjoys solving complex problems, building strong stakeholder relationships, and operating in a fast-paced, highly regulated environment.

What you'll do

• Provide advice and compliance oversight to the business and support functions
• Assisting in responding to regulatory inquiries and investigations
• Conduct routine reviews to identify and address potential compliance gaps
• Take ownership of compliance policies and procedures, ensuring they remain current, practical, and aligned with regulatory requirements
• Coordinate closely with Trading Compliance to ensure aligned regulatory interpretation, policy, and issue escalation

What we're looking for

• Provide advice and compliance oversight to the business and support functions
• Assisting in responding to regulatory inquiries and investigations
• Conduct routine reviews to identify and address potential compliance gaps
• Take ownership of compliance policies and procedures, ensuring they remain current, practical, and aligned with regulatory requirements
• Coordinate closely with Trading Compliance to ensure aligned regulatory interpretation, policy, and issue escalation

What's in it for you

• Our flat hierarchy enables you to drive meaningful impact, by leveraging your expertise and taking ownership.
• Private healthcare and gym allowances, plus wellness initiatives.
• Additional leave entitlements including marriage leave and 2 bonus days annually.
• Fully stocked kitchen, with daily breakfast and lunch.
• Regular social, sporting and community events including annual poker tournament.
• Matched donations and corporate discounts.
• Explore our benefits and culture: link

About Susquehanna

Susquehanna is a global quantitative trading firm powered by scientific rigor, curiosity, and innovation. Our culture is intellectually driven and highly collaborative, bringing together researchers, engineers, and traders to design and deploy impactful strategies in our systematic trading environment. To meet the unique challenges of global markets, Susquehanna applies machine learning and advanced quantitative research to vast datasets in order to uncover actionable insights and build effective strategies. By uniting deep market expertise with cutting-edge technology, we excel in solving complex problems and pushing boundaries together.

What we do

Susquehanna's deep integration of trading, technology and quant research makes us experts in trading essentially all listed financial products and asset classes, with a focus on derivatives. We handle millions of trading transactions around the world every day as both a market maker and market taker. Our efforts provide liquidity and ensure competitive prices for buyers and sellers. While our presence in the market is broad, our trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.

Equal Opportunity Statement

We encourage applications from candidates from all backgrounds, and we welcome requests for reasonable adjustments during the recruitment process to ensure that you can best demonstrate your abilities.

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