CA ( SEBI Compliance )

Job Title: CA ( SEBI Compliance ) Location: Vesu, Surat Salary: ₹7,00,000 – ₹8,50,000 CTC Per Annum Qualification: Chartered Accountant (CA) Experience: Candidates with 1+ years of relevant experience will be preferred Prior exposure to SEBI Compliance, PMS, RIA, AIF, Audit, Taxation, or Financial Services will be an added advantage Job Overview: We are looking for a qualified and detail-oriented Chartered Accountant to join our team as a SEBI Compliance Executive. The ideal candidate will be responsible for handling regulatory compliance activities related to Portfolio Management Services (PMS), Registered Investment Advisory (RIA), and Alternative Investment Funds (AIF), along with supporting taxation and audit functions. This role offers an excellent opportunity to build expertise in the Wealth Management and Financial Services industry while working closely with experienced professionals. Key Responsibilities: SEBI Compliance Handle compliance activities related to PMS, RIA, and AIF operations Prepare and submit monthly, quarterly, and half-yearly compliance reports Ensure adherence to SEBI regulations, circulars, and guidelines Manage regulatory filings and maintain compliance documentation Coordinate with auditors and regulatory authorities as required Monitor regulatory updates and implement necessary compliance measures Perform additional compliance-related assignments as assigned Direct Taxation & Audit Handle TDS, Income Tax, Capital Gain Tax, and related compliances Support internal audits and quarterly audit activities Maintain compliance records and documentation Assist in tax planning and reporting functions Ensure timely completion of statutory and regulatory requirements Requirements Strong analytical and problem-solving abilities Good documentation and reporting skills Strong attention to detail with a compliance-focused mindset Proficiency in MS Excel and financial reporting Working knowledge of Direct Taxation and TDS provisions Ability to learn and adapt to regulatory changes Knowledge and practical use of AI tools for productivity, reporting, research, and workflow efficiency Good communication and professional coordination skills Important Employment Condition: This position is suitable for candidates seeking a long-term career opportunity A mandatory commitment period of 24 months is required A retention program will apply during the first 7 months of employment Under the retention program, 10% of the monthly salary will be retained by the employer The retained amount will earn interest at 8% per annum The retained amount along with applicable interest will be released as per company policy upon successful completion of the commitment period and retention conditions In case of resignation before completion of 24 months or failure to serve the prescribed notice period, the retained amount and accrued interest shall stand forfeited Benefits Exposure to specialized SEBI compliance functions Opportunity to work in the Wealth Management industry Learning and growth under experienced professionals Long-term career advancement opportunities